Michael Tessier

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-10-31
RI	RA	APPROVED	2022-10-12

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Pilgrim High School	Warwick	RI	09/2013	06/2017
Iggy's Doughboys	Warwick	RI	05/2016	05/2017
Jersey Mike's Subs	Warwick	RI	05/2017	05/2020
Brown & Brown Insurance	Warwick	RI	05/2020	05/2021
Unemployed	Warwick	RI	05/2021	12/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lincoln	RI	12/2021	Present
Community College Of Rhode Island	Warwick	RI	09/2017	05/2019
University Of Rhode Island	Kingston	RI	09/2019	05/2021
Bank Of America, N.A.	Lincoln	RI	02/2023	Present

09/2013 → 06/2017

Pilgrim High School

Warwick, RI
05/2016 → 05/2017

Iggy's Doughboys

Warwick, RI
05/2017 → 05/2020

Jersey Mike's Subs

Warwick, RI
05/2020 → 05/2021

Brown & Brown Insurance

Warwick, RI
05/2021 → 12/2021

Unemployed

Warwick, RI
12/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lincoln, RI
09/2017 → 05/2019

Community College Of Rhode Island

Warwick, RI
09/2019 → 05/2021

University Of Rhode Island

Kingston, RI
02/2023 → Present

Bank Of America, N.A.

Lincoln, RI

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-10-10