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605 North Broadway 2Nd Floor, Aurora, IL 60505 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-06-30 |
Branch Locations
605 North Broadway 2Nd Floor, Aurora, IL 60505 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Open Range Southwest Grill | Sugar Grove | IL | 08/2017 | 12/2021 |
| Cruz Investments & Wealth Management | Aurora | IL | 12/2021 | 07/2023 |
| Coda Di Volpe | Chicago | IL | 08/2023 | 03/2025 |
| Arbor Financial Advisors | Chicago | IL | 06/2025 | 08/2025 |
| Barcocina Lakeview | Chicago | IL | 03/2025 | 11/2025 |
| Cruz Investments & Wealth Management | Aurora | IL | 12/2025 | 06/2026 |
| Cruz Investments & Wealth Management | Aurora | IL | 06/2026 | Present |
| Kaneland High School | Maple Park | IL | 06/2016 | 05/2020 |
INSURANCE LICENSED; INVESTMENT-RELATED; AURORA, IL; LIFE AND HEALTH INSURANCE; INSURANCE AGENT; 2/19/2026; 25 HOURS; 25 HOURS; SALE OF INSURANCE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-05-01 |
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