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Patricia Prado-Gutierrez

Fifth Third Securities, Inc.

Aurora, IL

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-01-01
  • IL RA
    APPROVED
    Since 2023-01-01

Branch Locations

1851 West Galena Boulevard, Aurora, IL 60506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Aurora IL 07/2006 Present
Fifth Third Securities Aurora IL 02/2014 Present
Fifth Third Securities Aurora IL 02/2014 Present
  • 07/2006 → Present
    Fifth Third Bank
    Aurora, IL
  • 02/2014 → Present
    Fifth Third Securities
    Aurora, IL
  • 02/2014 → Present
    Fifth Third Securities
    Aurora, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-31
S63 Uniform Securities Agent State Law Examination 2014-08-16
  • S66 Uniform Combined State Law Examination
    2022-12-31
  • S63 Uniform Securities Agent State Law Examination
    2014-08-16
Other Names
  • Patricia Prado

View on SEC IAPD

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