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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-12-18 |
| TX | RA | APPROVED | 2024-12-18 |
Branch Locations
11601 Wilshire Blvd Fl 17 [Ln-Rbo], Los Angeles, CA 90025 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Los Angeles | CA | 01/2022 | 11/2024 |
| United States House Of Representatives | Sherman Oaks | CA | 01/2021 | 06/2021 |
| Recent Graduate | Los Angeles | CA | 06/2021 | 01/2022 |
| Tocaloma Summer Day Camp | Los Angeles | CA | 06/2017 | 08/2018 |
| University Of Southern California | Los Angeles | CA | 08/2018 | 05/2021 |
| Notre Dame High School | Sherman Oaks | CA | 08/2013 | 05/2017 |
| Wells Fargo Advisors | Los Angeles | CA | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-10 |
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