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Joseph Bryant Gardner

Vanguard Advisers, Inc.

Charlotte, NC

CRD 7485766

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-01-27
AZ RA APPROVED 2023-07-27
TX RA APPROVED 2023-07-20
  • NC RA
    APPROVED
    Since 2026-01-27
  • AZ RA
    APPROVED
    Since 2023-07-27
  • TX RA
    APPROVED
    Since 2023-07-20

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 01/2022 Present
Arizona State University Tempe AZ 01/2017 03/2020
Church Of Jesus Christ Of Latter Day Saints Seoul 12/2014 12/2016
Kforce Phoenix AZ 03/2020 05/2020
Unemployed Phoenix AZ 05/2020 08/2020
Edwards, Largary, Mihaylo And Co. Cpas Phoenix AZ 08/2020 06/2021
Price Kong Cpas Phoenix AZ 06/2021 08/2021
Christmas Light Decorators Mesa AZ 09/2021 12/2021
Rogers Corporation Chandler AZ 06/2019 08/2019
Vanguard Marketing Corporation Charlotte NC 01/2022 Present
Vanguard Advisers, Inc. Charlotte NC 07/2023 Present
  • 01/2022 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 01/2017 → 03/2020
    Arizona State University
    Tempe, AZ
  • 12/2014 → 12/2016
    Church Of Jesus Christ Of Latter Day Saints
    Seoul
  • 03/2020 → 05/2020
    Kforce
    Phoenix, AZ
  • 05/2020 → 08/2020
    Unemployed
    Phoenix, AZ
  • 08/2020 → 06/2021
    Edwards, Largary, Mihaylo And Co. Cpas
    Phoenix, AZ
  • 06/2021 → 08/2021
    Price Kong Cpas
    Phoenix, AZ
  • 09/2021 → 12/2021
    Christmas Light Decorators
    Mesa, AZ
  • 06/2019 → 08/2019
    Rogers Corporation
    Chandler, AZ
  • 01/2022 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 07/2023 → Present
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-19
S63 Uniform Securities Agent State Law Examination 2022-04-05
  • S66 Uniform Combined State Law Examination
    2023-07-19
  • S63 Uniform Securities Agent State Law Examination
    2022-04-05
Other Names
  • Joe Gardner
  • Joseph Gardner

View on SEC IAPD

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