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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-01-27 |
| AZ | RA | APPROVED | 2023-07-27 |
| TX | RA | APPROVED | 2023-07-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 01/2022 | Present |
| Arizona State University | Tempe | AZ | 01/2017 | 03/2020 |
| Church Of Jesus Christ Of Latter Day Saints | Seoul | 12/2014 | 12/2016 | |
| Kforce | Phoenix | AZ | 03/2020 | 05/2020 |
| Unemployed | Phoenix | AZ | 05/2020 | 08/2020 |
| Edwards, Largary, Mihaylo And Co. Cpas | Phoenix | AZ | 08/2020 | 06/2021 |
| Price Kong Cpas | Phoenix | AZ | 06/2021 | 08/2021 |
| Christmas Light Decorators | Mesa | AZ | 09/2021 | 12/2021 |
| Rogers Corporation | Chandler | AZ | 06/2019 | 08/2019 |
| Vanguard Marketing Corporation | Charlotte | NC | 01/2022 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 07/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 2022-04-05 |
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