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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-10-21 |
Branch Locations
1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Portland | OR | 09/2021 | Present |
| Courtside Racquet Sports | Bend | OR | 06/2021 | 08/2021 |
| Broken Top Club | Bend | OR | 08/2019 | 09/2019 |
| Stand On Liquid | Bend | OR | 06/2018 | 09/2018 |
| Broken Top Club | Bend | OR | 06/2017 | 09/2017 |
| The Juice Counter | Bend | OR | 06/2016 | 08/2016 |
| University Of Oregon | Eugene | OR | 09/2017 | 06/2021 |
| Summit High School | Bend | OR | 09/2013 | 06/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-16 |
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