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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-28 |
| CA | RA | APPROVED | 2023-09-05 |
Branch Locations
221 Main Street Suite 1340, San Francisco, CA 94105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wireless Advocates | Fremont | CA | 05/2018 | 10/2021 |
| Equitable Advisors, Llc | New York | NY | 12/2021 | 07/2022 |
| Unemployed | Union City | CA | 11/2021 | 12/2021 |
| San Jose State University | San Jose | CA | 08/2016 | 05/2021 |
| Imanage | Santa Clara | CA | 11/2017 | 02/2018 |
| All About Parking | San Mateo | CA | 07/2017 | 11/2017 |
| Best Buy | Union City | CA | 09/2016 | 07/2017 |
| Rockin' Jump | Fremont | CA | 02/2016 | 09/2016 |
| E*Trade Securities Llc | San Francisco | CA | 08/2022 | Present |
| E*Trade Capital Management Llc | San Francisco | CA | 08/2022 | Present |
| Morgan Stanley | San Francisco | CA | 03/2023 | Present |
| Morgan Stanley | San Francisco | CA | 09/2023 | Present |
| Morgan Stanley | San Francisco | CA | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-01 |
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