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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-03-13 |
| TX | RA | APPROVED | 2023-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Lone Tree | CO | 07/2022 | Present |
| Credit Union Of Colorado | Centennial | CO | 03/2021 | 06/2022 |
| Gardaworld | Greenwood Village | CO | 11/2020 | 03/2021 |
| Securitas Security Services | Dekalb | IL | 12/2018 | 10/2020 |
| Kishwaukee Country Club | Dekalb | IL | 05/2018 | 07/2018 |
| Kishwaukee Family Ymca | Sycamore | IL | 09/2017 | 10/2020 |
| Kishwaukee College | Malta | IL | 08/2016 | 07/2020 |
| Hopkins Pool | Dekalb | IL | 06/2017 | 08/2017 |
| Friendly Farms Ltd | Dekalb | IL | 06/2016 | 10/2016 |
| Unemployed | Dekalb | IL | 11/2016 | 05/2017 |
Colorado Army National Guard|Investment Related:No|Military|09S Commissioned Officer Candidate|2024-10-21|HoursPerMonth:20-40|HoursSpentduringSecurityTrading:0|United States Colorado Army National Guard Officer Candidate; standard service duty. No financial services or investment related responsibilities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 2022-11-21 |
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