Steven Gerard Moosa

Current Employers

Employment History

• 07/1993 → 01/2018
  Darnall, Sikes, Gardes & Frederick
  Eunice, LA
• 05/2006 → 10/2019
  1St Global Capital Corp.
  Eunice, LA
• 08/2006 → 10/2019
  1St Global Advisors, Inc.
  Eunice, LA
• 07/2007 → 09/2025
  Avantax Insurance Services
  Eunice, LA
• 03/2026 → Present
  Avantax Planning Partners, Inc.
  Dubuque, IA
• 01/2018 → Present
  Darnall, Sikes & Frederick Cpas
  Eunice, LA
• 10/2019 → 09/2025
  Avantax Advisory Services
  Eunice, LA
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Eunice, LA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Eunice, LA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Eunice, LA
• 2006-08-16 → 2019-10-25
  1St Global Advisors Inc
  Eunice, LA

Other Businesses

1) DSG&F REAL ESTATE INVESTMENTS, LLC POSITION: OWNER NATURE: REAL ESTATE RENTALS INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2006 ADDRESS: Lafayette LA , United States DESCRIPTION: Real estate rental 2) DARNALL, SIKES & FREDERICK (A CORPORATION OF CERTIFIED PUBLIC ACCOUNTANTS) POSITION: CPA NATURE: provide audit, tax, consulting and accounting services to clients in government, non-profit and commercial industries. INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 140 START DATE: 07/01/1993 ADDRESS: 1231 E. Laurel Ave, Eunice LA 70535, United States DESCRIPTION: I am a shareholder and audit partner providing supervisory and consulting services relating to audits and tax engagements. 3) DARNALL SIKES WEALTH PARTNERS LLC POSITION: Member and Financial Advisor NATURE: Entity used to market wealth management services INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 07/09/2018 ADDRESS: 1231 E. Laurel Ave, Eunice LA 70535, United States DESCRIPTION: Normal duties associated with a Financial Advisor

Exams

• S66 Uniform Combined State Law Examination
  2006-07-31