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David Shawn Newsome

Sofi Wealth LLC

San Francisco, CA

Salt Lake City, UT

CRD 5143560

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Employer firm

Sofi Wealth LLC CRD 167958

$2.05B regulatory AUM 7,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Sofi Wealth Llc

234 1St Street, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2020-08-21
  • UT RA
    APPROVED
    Since 2020-08-21

Branch Locations

234 1St Street, San Francisco, CA 94105 • United States

2750 East Cottonwood Pkwy Suite 300, Salt Lake City, UT 84121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Salt Lake City UT 08/2015 12/2019
Fidelity Personal And Workplace Advisors Boston MA 07/2018 12/2019
Not Employed N/A UT 12/2019 08/2020
Sofi Securities Llc San Francisco CA 08/2020 Present
Sofi Wealth Llc San Francisco CA 08/2020 Present
  • 08/2015 → 12/2019
    Fidelity Brokerage Services Llc
    Salt Lake City, UT
  • 07/2018 → 12/2019
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 12/2019 → 08/2020
    Not Employed
    N/A, UT
  • 08/2020 → Present
    Sofi Securities Llc
    San Francisco, CA
  • 08/2020 → Present
    Sofi Wealth Llc
    San Francisco, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-05
S63 Uniform Securities Agent State Law Examination 2006-12-12
  • S66 Uniform Combined State Law Examination
    2015-09-05
  • S63 Uniform Securities Agent State Law Examination
    2006-12-12
Other Names
  • Dave Newsome
  • David Shawn Newsome
  • David Shawn Newsome
  • David Shawn Newsome
  • David Shawn Newsome
  • Dave Shawn Newsome

View on SEC IAPD

Nearby Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.

Nearby Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS

Nearby Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA

More in San Francisco, CA

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