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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-03
CA RA APPROVED 2015-05-28
  • TX RA
    APPROVED_RES
    Since 2020-03-03
  • CA RA
    APPROVED
    Since 2015-05-28

Branch Locations

21650 Oxnard Street Suite 1800, Woodland Hills, CA 91367 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Woodland Hills CA 05/2015 Present
Previous Registrations
  • 2008-04-30 → 2015-04-22
    Beverly Hills, CA
    Beverly Hills, CA
    Weehawken, NJ
    Sherman Oaks, CA
    Sherman Oaks, CA
Other Businesses

1. DOTERRA INTERNATIONAL REPRESENTATIVE/ PRIVATELY HELD /START DATE 2/16/2015 2. *426634 - Young Living; Investment related - No; Lehi; Utah; Retail/Online Stores; Member (proprietor, partner, officer, director, employee, trustee, agent); 03/2021; During business hours: 0; After business hours: 1; Sales/Marketing

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-29
  • S66 Uniform Combined State Law Examination
    2008-04-29
Other Names
  • Suzanna Maria Soriano
  • Suzanna Maria Soriano
  • Suzanna Maria Soriano Sandoval

View on SEC IAPD

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