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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-08-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 08/2016 | Present |
I*1686255 Entity Type, Name of OBA: Zenith Gourmet Food Enterprise Address: BurbankCalifornia91506 Investment Related: No Position, Title, Association: Officer Employee Start Date: 01/29/2024 No Hours: Monthly No Hours during trading: 0 Duties: Small Business - Restaurant. Currently owned and managed by my family and I will manage it and investment capital in it by me to grow and expand the business I*: 1686255 Entity Type: For Profit Name of OBA: Round Table Pizza - LV Gourmet Enterprise Address: Burbank, CA 91506 Investment Related: No Position, Title, Association: Employee Employee Start Date: 01/29/2024 Number of Hours: 5 hrs wkly Number of Hours during trading: 0 Duties: General restaurant management such as marketing, paying bills, training employees, improving sales and customer experience. I*4916268, Entity Type: Entity For Profit, Name of OBA: Canyon Country Homes LLC, Address: Glendale, California, 91221, Investment Related: N, Position, Title, Association: ["General Partner/Managing Member"], Employee Start Date: 07/14/2026, No Hours: 5 Monthly, No Hours during Trading: 0 Monthly, Duties: Responsible for the overall management, administration, and operation. Residential Care Facility
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-20 |
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