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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-04 |
| CA | RA | APPROVED | 2022-05-25 |
Branch Locations
3510 Unocal Pl, Suite 300, Santa Rosa, CA 95403 • United States
Santa Rosa, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Santa Rosa | CA | 12/2021 | Present |
| Vintage Wine Estates | Sonoma | CA | 03/2021 | 09/2021 |
| Vml Winery | Santa Rosa | CA | 08/2020 | 10/2020 |
| Zoomcare | Portland | OR | 12/2015 | 07/2020 |
| Unemployed | Santa Rosa | CA | 11/2020 | 03/2021 |
1. 09/20/2022 - Trent Wealth Management of LPL - Investment Related - At Reported Business Location(s) - Other - other - branding purposes only - Start Date - 12/08/2021 - 160 Hours Per Month/160 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-23 |
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