Lucas Thy Van

Employer firm

Principal Advised Services CRD 297324

$1.42B regulatory AUM 16,537 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 08/2019
  University Of Minnesota
  Minneapolis, MN
• 03/2019 → 09/2021
  Door Dash
  Minneapolis, MN
• 06/2018 → 09/2020
  Lyft
  Minneapolis, MN
• 06/2018 → 09/2020
  Uber
  Minneapolis, MN
• 03/2019 → 09/2021
  Amazon
  Minneapolis, MN
• 08/2019 → 12/2023
  Virginia National Guard
  Winchester, VA
• 04/2019 → 08/2020
  Intelligere
  Plymouth, MN
• 08/2020 → 10/2020
  Us Census Bureau
  Rochester, MN
• 11/2020 → 06/2021
  Wells Fargo
  Roseville, MN
• 06/2021 → Present
  Principal Life Insurance Company
  Saint Paul, MN
• 12/2021 → Present
  Principal Securities, Inc.
  Saint Paul, MN
• 01/2026 → Present
  Principal Advised Services
  Cottage Grove, MN

Other Businesses

LOWE'S POSITION: Customer Service Associate NATURE: Part time employment-Retail INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 0 START DATE: 10/05/2024 ADDRESS: 1795 ROBERT ST S, WEST ST PAUL MN 55118, United States DESCRIPTION: Title: Customer Service Associate, Duties: provide in person customer service in tools and hardware department, clean and maintain department area, assist in sales of home improvement products, stock shelves, restock items, set up and maintain product displays, assist in placing special orders, customer are primarily individuals. PRINCIPAL BANK POSITION: AVP - Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/10/2026 ADDRESS: 6597 Pine Arbor Ln S, Cottage Grove MN 55016, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products. PRINCIPAL ADVISED SERVICES, LLC (PAS) POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/10/2026 ADDRESS: 6597 Pine Arbor Ln S, Cottage Grove MN 55016, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest.

Exams

• S66 Uniform Combined State Law Examination
  2025-12-22