Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-07-15
TX RA APPROVED 2022-07-14
  • NY RA
    APPROVED
    Since 2022-07-15
  • TX RA
    APPROVED
    Since 2022-07-14

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

2 Crosfield Ave, West Nyack, NY 10994 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated West Nyack NY 12/2021 Present
Pricewaterhousecoopers New York NY 09/2020 11/2021
Pricewaterhousecoopers New York NY 06/2019 08/2019
Fordham University Intercampus Transportation New York NY 08/2016 12/2018
Nomura Securities New York NY 06/2018 08/2018
Newell Brands Norwalk CT 05/2017 08/2017
New York University New York NY 08/2019 05/2020
N/A Dix Hills NY 06/2020 09/2020
Fordham University New York NY 08/2015 05/2019
Bank Of America, N.A. West Nyack NY 05/2022 Present
  • 12/2021 → Present
    West Nyack, NY
  • 09/2020 → 11/2021
    Pricewaterhousecoopers
    New York, NY
  • 06/2019 → 08/2019
    Pricewaterhousecoopers
    New York, NY
  • 08/2016 → 12/2018
    Fordham University Intercampus Transportation
    New York, NY
  • 06/2018 → 08/2018
    Nomura Securities
    New York, NY
  • 05/2017 → 08/2017
    Newell Brands
    Norwalk, CT
  • 08/2019 → 05/2020
    New York University
    New York, NY
  • 06/2020 → 09/2020
    N/A
    Dix Hills, NY
  • 08/2015 → 05/2019
    Fordham University
    New York, NY
  • 05/2022 → Present
    Bank Of America, N.A.
    West Nyack, NY
Other Businesses

I*1233328For profit or not for profit: Name of outside business organization: Rockland Boces Adult EdInvestment related: NAddress of business: , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , The purpose of the entity is to provide adult education classes to members of the community. My role will be to teach a general class about the basics of finance and investing I*2165294, Entity Type Not for Profit, Name of OBA: Nyack Rotary Address: Nyack, NY, 10960 Investment Related: No Position, Title, Association: Member Employee Start Date: 02/01/2025 No Hours: 4-6 monthly No Hours during trading: >1 monthly Duties: Assist in community volunteer programs such as Junior Achievement, clothing drives, and attend regular meetings.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-08
  • S66 Uniform Combined State Law Examination
    2022-07-08

View on SEC IAPD

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor