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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-04-02 |
| WI | RA | APPROVED | 2024-04-02 |
Branch Locations
3704 Oakwood Hills Pkwy 1St Floor, Eau Claire, WI 54701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Eau Claire | WI | 12/2021 | Present |
| Catalytic Combustion Corporation | Bloomer | WI | 09/2013 | 12/2021 |
| Rock Lake Campground | Bloomer | WI | 06/2016 | 05/2017 |
1. Department of Financial Institutions, State of Wisconsin; 4822 Madison Yards Way, North Tower; Madison WI 53705; Notary Public; Notary Public to be able to notarize Stifel client forms as needed; 08/06/2024; 0.15/day; During securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-01 |
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