Best Investors Account Sign in
Inactive

Spencer Joseph Turkal

Sierra Hotel Financial LLC

Temecula, CA

CRD 7484280

Claim This Profile
Employer firm

Sierra Hotel Financial LLC CRD 332672

$24.4M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Sierra Hotel Financial Llc

Triangle, VA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-14
MD RA APPROVED 2026-01-14
OH RA APPROVED 2024-11-06
TX RA APPROVED 2024-10-24
LA RA APPROVED 2024-09-25
VA RA APPROVED 2024-09-25
  • CA RA
    APPROVED
    Since 2026-01-14
  • MD RA
    APPROVED
    Since 2026-01-14
  • OH RA
    APPROVED
    Since 2024-11-06
  • TX RA
    APPROVED
    Since 2024-10-24
  • LA RA
    APPROVED
    Since 2024-09-25
  • VA RA
    APPROVED
    Since 2024-09-25

Branch Locations

Temecula, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Full Time Student Cleveland OH 07/2014 12/2023
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2022 09/2024
Northwestern Mutual Investment Services Llc Washington DC 01/2023 09/2024
Lakrut Insurance Llc Triangle VA 06/2024 07/2024
Sierra Hotel Financial Llc Triangle VA 07/2024 Present
Sierra Hotel Financial Llc Triangle VA 09/2024 Present
  • 07/2014 → 12/2023
    Full Time Student
    Cleveland, OH
  • 01/2022 → 09/2024
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2023 → 09/2024
    Northwestern Mutual Investment Services Llc
    Washington, DC
  • 06/2024 → 07/2024
    Lakrut Insurance Llc
    Triangle, VA
  • 07/2024 → Present
    Sierra Hotel Financial Llc
    Triangle, VA
  • 09/2024 → Present
    Sierra Hotel Financial Llc
    Triangle, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-01
S63 Uniform Securities Agent State Law Examination 2023-03-25
  • S65 Uniform Investment Adviser Law Examination
    2024-03-01
  • S63 Uniform Securities Agent State Law Examination
    2023-03-25
Designations
  • Certified Financial Planner
Other Names
  • Spencer Turkal

View on SEC IAPD

More in Temecula, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor