Lesley Elizabeth Warn

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 07/2018
  Gorham Savings Bank
  Portland, ME
• 07/2018 → 08/2019
  Gorham Savings Bank
  South Portland, ME
• 08/2019 → 06/2026
  Gorham Savings Bank
  Falmouth, ME
• 12/2021 → 06/2026
  Lpl Financial Llc
  Falmouth, ME
• 06/2026 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 06/2026 → Present
  Cetera Investment Advisers Llc
  Standish, ME
• 06/2026 → Present
  Maine Community Bank
  Standish, ME

Previous Registrations

• 2023-02-13 → 2026-06-25
  Lpl Financial Llc
  Falmouth, ME
  Gorham, ME

Exams

• S66 Uniform Combined State Law Examination
  2023-02-06