Reuben Abraham

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2022 → 05/2024
  Morgan Stanley
  New York, NY
• 06/2016 → 01/2022
  Capital One
  New York, NY
• 09/2016 → 05/2018
  Stony Brook University
  Stony Brook, NY
• 10/2024 → Present
  Lpl Financial Llc
  San Diego, CA
• 06/2024 → 09/2024
  Unemployed
  Irvine, CA

Previous Registrations

• 2024-05-10 → 2024-05-17
  Morgan Stanley
  New York, NY

Other Businesses

1. 10/21/2025 - Pence Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At reported business location(s) - Start date: 10/7/2024 - 160hrs/mnth 120 hrs during Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-05-10
• S63 Uniform Securities Agent State Law Examination
  2022-03-18