Erika G. Galen

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2021 → 11/2024
  Pruco Securities Llc
  Irvine, CA
• 04/2021 → 11/2024
  Huntington Beach City School District
  Huntington Beach, CA
• 09/2020 → 04/2021
  Self-Employed; Private Teacher And Beginning Financial Counselor
  Huntington Beach, CA
• 10/2018 → 04/2020
  Culligan Water Inc.
  Santa Ana, CA
• 02/2012 → 10/2018
  My First Montessori
  Huntington Beach, CA
• 04/2020 → 09/2020
  Homemaker
  Huntington Beach, CA
• 07/2022 → Present
  The Prudential Insurance Company Of America
  Irvine, CA
• 11/2024 → Present
  Lpl Enterprise, Llc
  San Diego, CA

Previous Registrations

• 2022-05-04 → 2024-11-14
  Pruco Securities, Llc.
  Irvine, CA
  San Diego, CA
  San Diego, CA

Other Businesses

1. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)

Exams

• S66 Uniform Combined State Law Examination
  2022-05-03

Other Names

• Erika Galen
• Erika G. Sicaeros
• Erika G. Selleh
• Erika Gomez Galen