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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2022-02-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2021 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2022 | Present |
| Servisfirst Bank | Summerville | SC | 03/2015 | 12/2021 |
1) Children in Crisis in Dorchester County, Inc., Summerville, South Carolina, 29483, 04/15/2014, Board Member, Volunteer, NIR, 2/MO, 0/MO TRADING 2) Greater Summerville Dorchester County Chamber of Commerce, Summerville, South Carolina, 29483, 01/01/2018, Board Member, Volunteer, NIR, 2/MO, 1/MO TRADING 3) MICHAEL WOOD, 121 S CEDAR ST, SUMMERVILLE SC 29483, 01/2024, CONSULTING, REFERRALS, NIR, 5 HR/MO - 1 HR/MO TRADING. 4) Greater Summerville/Dorchester County Chamber Foundation, 402 North Main Street, Summerville SC 29483, 01/2025, Board Member, Board Member/Officer/Director/Committee, NIR, 2 HR/MO, 1 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-02 |
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