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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-08-01 |
Branch Locations
1525 W Wt Harris Blvd 5Th Fl [Clt Rcast], Charlotte, NC 28262 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Associate Staffing/ Us Tech Solutions | Jersey City | NJ | 11/2021 | 02/2022 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 11/2021 | 02/2022 |
| Easterseals Ucp | Charlotte | NC | 07/2021 | 10/2021 |
| Winthrop University Academic Success Center | Rock Hill | SC | 08/2020 | 12/2020 |
| Sollito Family Household Employee / Nanny | Charlotte | NC | 09/2019 | 10/2019 |
| Postmates Independent Contractor Delivery Driver | Charlotte | NC | 01/2019 | 06/2019 |
| Barre 3 Fort Mill | Fort Mill | SC | 12/2018 | 03/2019 |
| Jimmy John's | Joplin | MO | 02/2017 | 08/2017 |
| Sears | Joplin | MO | 10/2016 | 12/2016 |
| Barre 3 Simpsonville | Simpsonville | SC | 06/2018 | 09/2018 |
| Unemployed | Charlotte | NC | 12/2020 | 07/2021 |
| Starbucks | Charlotte | NC | 09/2019 | 10/2019 |
| Labette Community College | Parsons | KS | 03/2017 | 07/2017 |
| Missouri Southern State University | Joplin | MO | 06/2017 | 08/2017 |
| Johnson County Community College | Overland Park | KS | 08/2017 | 02/2018 |
| University Of Kansas | Lawrence | KS | 01/2018 | 03/2018 |
| Winthrop University | Rock Hill | SC | 01/2019 | 12/2020 |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 03/2022 | 03/2023 |
| Tiaa | Charlotte | NC | 03/2022 | 03/2023 |
| Unemployed | Greenville | SC | 03/2018 | 06/2018 |
| Unemployed | Joplin | MO | 08/2016 | 10/2016 |
| Unemployed | Joplin | MO | 12/2016 | 02/2017 |
| Unemployed | Charlotte | NC | 09/2018 | 12/2018 |
| Wells Fargo Clearing Services | Charlotte | NC | 06/2023 | Present |
| Randstad | Charlotte | NC | 04/2023 | 07/2024 |
UBER EATS, NOT INV RELATED, SAN FRANCISCO, CA, DELIVERY DRIVER, START 7/1/2021, 4 HOURS PER MONTH, ZERO HOURS DURING TRADING, DELIVERING FOOD. ONLINE SURVEY TAKER, NOT INV RELATED, EL SEGUNDO, CA, INDEPENDENT CONTRACTOR, START 1/1/2014, 4 HOURS PER MONTH, ZERO HOURS DURING TRADING, PARTICIPATING IN USER RESEARCH SURVEYS. | RENTAL PROPERTY; INV RELATED; KANNAPOLIS, NC; 100% OWNERSHIP; 09/2025; 4 HOURS PER MONTH; 0 DURING TRADING; RESIDENTIAL RENTAL PROPERTY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-14 |
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