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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-30
NC RA APPROVED 2023-10-10
  • TX RA
    APPROVED
    Since 2023-10-30
  • NC RA
    APPROVED
    Since 2023-10-10

Branch Locations

300 S Orange Ave Division - Southeast, Orlando, FL 32801 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

620 S Tryon St, Charlotte, NC 28255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 12/2021 Present
Arthur Rutenberg Homes Charlotte NC 01/2021 12/2021
Better Homes And Gardens Gainesville FL 08/2016 02/2020
Jonesville Tennis Center Gainesville FL 05/2016 12/2020
  • 12/2021 → Present
    Charlotte, NC
  • 01/2021 → 12/2021
    Arthur Rutenberg Homes
    Charlotte, NC
  • 08/2016 → 02/2020
    Better Homes And Gardens
    Gainesville, FL
  • 05/2016 → 12/2020
    Jonesville Tennis Center
    Gainesville, FL
Other Businesses

I*1798298 Entity Charitable Name of OBA: Charlotte Tennis Association Pro League Address: Charlotte, North Carolina, 28226 Investment Related: No Position, Title, Association: Committee Employee Start Date: 05/03/2024 No Hours: 2 No Hours during trading: 0 Duties: Board member of the professional tennis league in Charlotte NC run by Charlotte Tennis Association. My role will be to recruit female professional tennis players to join and plan charity events for the players to volunteer at.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-09
  • S66 Uniform Combined State Law Examination
    2023-10-09
Other Names
  • Carson Rose Trapp

View on SEC IAPD

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