Best Investors
Account
Sign in
Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-29 |
| NC | RA | APPROVED | 2025-04-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 12/2021 | Present |
| Harris Teeter | Fort Mill | SC | 06/2018 | 06/2023 |
| East Carolina University | Greenville | NC | 08/2014 | 05/2018 |
| Harris Teeter | Greenville | NC | 03/2016 | 10/2017 |
| East Carolina University | Greenville | NC | 01/2019 | 06/2021 |
I*: 652263 Entity Type: Entity For Profit Name of OBA: Harris Teeter Address: Fort Mill, SC Investment Related: No Position, Title, Association: Employee Employee Start Date: 01/05/2022 Number of Hours: 8 hrs mthly Number of Hours during trading: 0 Duties: Part-time cashier position, once a month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-08 |
Reach out to this advisor