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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-20
WA RA APPROVED 2024-05-11
  • TX RA
    APPROVED
    Since 2024-08-20
  • WA RA
    APPROVED
    Since 2024-05-11

Branch Locations

10400 Ne 4Th St, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Seattle WA 12/2021 Present
Lisa Dupar Catering Redmond WA 09/2018 Present
Apple Inc. Seattle WA 08/2021 01/2022
Amazon.cOm Seattle WA 06/2021 08/2021
Apple Inc. Seattle WA 09/2019 06/2021
Seattle Moves And More Seattle WA 07/2019 08/2022
The Gap Inc. Seattle WA 05/2018 05/2019
The Gap Inc. Seattle WA 11/2016 04/2017
Unemployed Seattle WA 05/2019 07/2019
Shorecrest Highschool Seattle WA 09/2014 06/2018
University Of Washington Seattle WA 09/2018 06/2022
  • 12/2021 → Present
    Seattle, WA
  • 09/2018 → Present
    Lisa Dupar Catering
    Redmond, WA
  • 08/2021 → 01/2022
    Apple Inc.
    Seattle, WA
  • 06/2021 → 08/2021
    Amazon.cOm
    Seattle, WA
  • 09/2019 → 06/2021
    Apple Inc.
    Seattle, WA
  • 07/2019 → 08/2022
    Seattle Moves And More
    Seattle, WA
  • 05/2018 → 05/2019
    The Gap Inc.
    Seattle, WA
  • 11/2016 → 04/2017
    The Gap Inc.
    Seattle, WA
  • 05/2019 → 07/2019
    Unemployed
    Seattle, WA
  • 09/2014 → 06/2018
    Shorecrest Highschool
    Seattle, WA
  • 09/2018 → 06/2022
    University Of Washington
    Seattle, WA
Other Businesses

Lisa Dupar Catering, NOT investment related, 18005 NE 68th St Suite A-150 Redmond, WA 98052, Service Industry related, Lead, started 08/28/2018, I will devote 10-15 hours a month during the busy season (June-December), on weekends typically so no hours during securities trading hours, I am in charge of setting up for the event and providing dinner service during the event, then clean up. I*655251, Name of OBA: Lisa Dupar & Company Address: Redmond Washington Investment Related: No Position, Title, Association: Employee Employee Start Date: 08/30/2018 No Hours: 0 No Hours during trading: 0 Duties: Entity delivers full-service catering to the greater Seattle area. I cater on the weekends, sporadically. I offer great service at weddings, birthdays, and other events. I*: 1971287 Entity Type: Entity For Profit Name of OBA: HT Talent Address: Mercer Island, WA Investment Related: No Position, Title, Association: Other Employee Start Date: 08/16/2024 Number of Hours: 8 hrs mthly Number of Hours during trading: 0 Duties: Private Catering event

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-10
  • S66 Uniform Combined State Law Examination
    2024-05-10

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