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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-04-12 |
| TN | RA | APPROVED | 2023-01-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brooks Brothers | Sevierville | TN | 06/2019 | 11/2019 |
| Doordash | Knoxville | TN | 06/2020 | 07/2021 |
| The Mentzer Group | Knoxville | TN | 07/2021 | 12/2021 |
| The University Of Tennessee, Knoxville | Knoxville | TN | 01/2019 | 05/2022 |
| Merrill Lynch | Knoxville | TN | 12/2021 | Present |
| Maryville City Schools | Maryville | TN | 05/2012 | 07/2019 |
| University Of Tennessee | Knoxville | TN | 08/2019 | 05/2022 |
| Bank Of America, N.A. | Knoxville | TN | 12/2021 | Present |
I*1114266Entity CharitableName of OBA: Broadway Baptist ChurchAddress: Maryville, Tennessee, 37804Investment Related: NoPosition, Title, Association: Consultant/Independent ContractorEmployee Start Date: 12/14/2022No Hours: 3No Hours during trading: 0Duties:I will play cello at the annual Christmas Cantata this weekend and will receive $300 for my services.I* 1781277For profit or not for profit: Entity GovernmentalName of outside business organization: University of Tennessee, Knoxville College of MusicInvestment related: noAddress of business: Knoxville, TN, 37916Nature of business: School, College or UniversityPosition, title, association: Board MemberStart date of relationship: 09/02/2024Number of hours devoted: 2 monthlyNumber of hours devoted during trading hours: 2Duties: The Board of Advisors for the College of Music raise funds for music scholarships. The board role involves a monthly meeting to discuss scholarship prospects and an annual fundraising gala at Cherokee Country Club in Knoxville. The board's expectation of me will be to provide insight as to who receives scholarships, and I believe that I can provide insight as a cellist of 14 years. I*, 2746286 Entity Type: Not for profit Name of OBA: UTK Haslam College of Business Address: Knoxville, Tennessee 37996 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 09/19/2025 No Hours: 16 hours per year No Hours during trading: 16 hours Duties: Board Member. Founded in 2015, the Haslam Young Alumni Board links alumni to students, fosters a culture of giving, supports the college's goal of excellence in education and fosters the engagement of Haslam's young alumni community. The board, which is comprised of alumni who are 40 years old or younger, promotes and supports alumni programming and establishes a shared sense of community among Haslam graduates. The board holds two meetings each year on Fridays during the spring and fall semesters.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-06 |
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