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Richard J Coleman

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Marble Falls, TX

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-07
  • TX RA
    APPROVED
    Since 2022-04-07

Branch Locations

101 N Us Highway 281, Marble Falls, TX 78654 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Marble Falls TX 12/2021 Present
Unemployed Marble Falls TX 05/2021 12/2021
Baylor University Athletics Waco TX 09/2019 05/2021
Ernst & Young Dallas TX 02/2020 04/2020
Balance Sporting Goods Marble Falls TX 05/2019 08/2019
Higginbotham Insurance Agency Fort Worth TX 06/2018 07/2018
Baylor University Waco TX 08/2016 05/2021
Bank Of America, N.A. Marble Falls TX 02/2022 Present
  • 12/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Marble Falls, TX
  • 05/2021 → 12/2021
    Unemployed
    Marble Falls, TX
  • 09/2019 → 05/2021
    Baylor University Athletics
    Waco, TX
  • 02/2020 → 04/2020
    Ernst & Young
    Dallas, TX
  • 05/2019 → 08/2019
    Balance Sporting Goods
    Marble Falls, TX
  • 06/2018 → 07/2018
    Higginbotham Insurance Agency
    Fort Worth, TX
  • 08/2016 → 05/2021
    Baylor University
    Waco, TX
  • 02/2022 → Present
    Bank Of America, N.A.
    Marble Falls, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-06
  • S66 Uniform Combined State Law Examination
    2022-04-06

View on SEC IAPD

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