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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-04-11
  • CA RA
    APPROVED
    Since 2024-04-11

Branch Locations

Sunnyvale, CA • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwfs Equities, Inc Greenwood Village CO 01/2022 Present
Bayshore Ambulance Foster City CA 02/2017 04/2019
Amr/Rural Metro San Jose CA 12/2019 Present
College Of San Mateo San Mateo CA 08/2016 05/2018
San Francisco State University San Francisco CA 08/2018 12/2019
Empower Advisory Group, Llc Greenwood Village CO 04/2024 Present
  • 01/2022 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 02/2017 → 04/2019
    Bayshore Ambulance
    Foster City, CA
  • 12/2019 → Present
    Amr/Rural Metro
    San Jose, CA
  • 08/2016 → 05/2018
    College Of San Mateo
    San Mateo, CA
  • 08/2018 → 12/2019
    San Francisco State University
    San Francisco, CA
  • 04/2024 → Present
    Greenwood Village, CO
Other Businesses

(1) I work at AMR/Rural Metro. The business is not investment related. The business provides 911 emergency services and transportation for the sick and injured. My position is part-time EMT, and I have been working there since 12/9/19. I work a minimum of 36 hours a month and my shifts typically avoid securities trading hours. My duties are to respond, assess, treat, and transport the sick and injured in an emergency setting. (2) I also work for Shelton Roofing Co. Inc. Very occasionally I help with clerical duties of the family roofing company. I retrieve building permits, file paperwork, and other miscellaneous clerical duties in nature.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-08
S63 Uniform Securities Agent State Law Examination 2022-01-25
  • S65 Uniform Investment Adviser Law Examination
    2024-04-08
  • S63 Uniform Securities Agent State Law Examination
    2022-01-25

View on SEC IAPD

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