James K Walker

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-03-31
TX	RA	APPROVED	2025-03-31

Branch Locations

Durham, NC • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Publix Supermarket	Apex	NC	06/2019	11/2019
Hr Block	Greensboro	NC	11/2019	04/2020
Artz Estate Sales	Cary	NC	10/2020	01/2021
Fidelity Investments	Durham	NC	12/2021	Present
Unemployed	N/A	XX	02/2021	12/2021
Unemployed	N/A	XX	05/2020	09/2020
Full Time Education (University Of North Carolina Greensboro)	Greensboro	NC	08/2015	12/2019
Fidelity Investments	Boston	MA	03/2025	Present

06/2019 → 11/2019

Publix Supermarket

Apex, NC
11/2019 → 04/2020

Hr Block

Greensboro, NC
10/2020 → 01/2021

Artz Estate Sales

Cary, NC
12/2021 → Present

Fidelity Investments

Durham, NC
02/2021 → 12/2021

Unemployed

N/A, XX
05/2020 → 09/2020

Unemployed

N/A, XX
08/2015 → 12/2019

Full Time Education (University Of North Carolina Greensboro)

Greensboro, NC
03/2025 → Present

Fidelity Investments

Boston, MA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-08-09