Bethany Goodrich

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2025-11-25
TX	RA	APPROVED	2025-11-25

NH RA
APPROVED

Since 2025-11-25
TX RA
APPROVED

Since 2025-11-25

Branch Locations

75 Portsmouth Blvd; Ste 120B, Portsmouth, NH 03801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tps Group	North Haven	CT	03/2001	09/2021
Cornerstone Financial Planning, Llc	Portsmouth	NH	09/2021	11/2025
Lpl Financial	Portsmouth	NH	11/2025	Present

03/2001 → 09/2021

Tps Group

North Haven, CT
09/2021 → 11/2025

Cornerstone Financial Planning, Llc

Portsmouth, NH
11/2025 → Present

Lpl Financial

Portsmouth, NH

Previous Registrations

2021-12-23 → 2025-11-13

Cornerstone Financial Planning, Llc

Portsmouth, NH

North Hampton, NH

Other Businesses

1- 11/2025/ Sage Wealth Partners / DBA for LPL Business (entity for LPL business) / INV RLTD / 160 HRS MNTH / 8 HRS DURING TRADING / AT BUS LOC / START 11/17/2025 2- 11/2025 / Matt and Bethany Goodrich / Real Estate Rental / INV RLTD / START 01/01/2016

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2025-09-17
S65	Uniform Investment Adviser Law Examination	2021-12-23

S63 Uniform Securities Agent State Law Examination

2025-09-17
S65 Uniform Investment Adviser Law Examination

2021-12-23

Designations

Certified Financial Planner

View on SEC IAPD