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Andrew Reisfield

Ubs Financial Services Inc.

Florham Park, NJ

Weehawken, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-11-29
  • NJ RA
    APPROVED
    Since 2023-11-29

Branch Locations

500 Campus Drive 2Nd Floor, Florham Park, NJ 07932 • United States

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Colonial Surety Company Woodcliff Lake NJ 06/2020 08/2020
Northwestern Mutual Tallahassee FL 01/2021 05/2021
Ubs Financial Services Inc. Weehawken NJ 10/2023 Present
Florida State University Tallahassee FL 08/2019 07/2023
Ramsey Hs Ramsey NJ 09/2015 06/2019
  • 06/2020 → 08/2020
    Colonial Surety Company
    Woodcliff Lake, NJ
  • 01/2021 → 05/2021
    Northwestern Mutual
    Tallahassee, FL
  • 10/2023 → Present
    Ubs Financial Services Inc.
    Weehawken, NJ
  • 08/2019 → 07/2023
    Florida State University
    Tallahassee, FL
  • 09/2015 → 06/2019
    Ramsey Hs
    Ramsey, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-29
  • S66 Uniform Combined State Law Examination
    2023-09-29

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
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