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Gian-Carlo Albert Rossi

Citizens Securities, Inc.

Johnston, RI

CRD 7482089

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Employer firm

Citizens Securities, Inc. CRD 39550

$12.9B regulatory AUM 60,545 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • PARTICIPATE IN WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2026-01-28
  • RI RA
    APPROVED
    Since 2026-01-28

Branch Locations

1 Citizens Bank Way, Johnston, RI 02919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bally's Twin River Casino Lincoln RI 10/2015 12/2021
Fidelity Investments Smithfield RI 12/2021 05/2025
Citizens Securities, Inc. Johnston RI 09/2025 Present
Equity Management Providence RI 07/2025 09/2025
  • 10/2015 → 12/2021
    Bally's Twin River Casino
    Lincoln, RI
  • 12/2021 → 05/2025
    Fidelity Investments
    Smithfield, RI
  • 09/2025 → Present
    Citizens Securities, Inc.
    Johnston, RI
  • 07/2025 → 09/2025
    Equity Management
    Providence, RI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-28
S63 Uniform Securities Agent State Law Examination 2022-06-13
  • S65 Uniform Investment Adviser Law Examination
    2026-01-28
  • S63 Uniform Securities Agent State Law Examination
    2022-06-13

View on SEC IAPD

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