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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2008-09-26
  • CA RA
    APPROVED
    Since 2008-09-26

Branch Locations

555 Mission St Fl 16, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Herb Foedisch San Francisco CA 12/2007 Present
Northwestern Mutual Investment Services, Llc San Francisco CA 01/2008 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 12/2008 Present
Joshua Y Weaver San Francisco CA 02/2026 Present
  • 12/2007 → Present
    Herb Foedisch
    San Francisco, CA
  • 01/2008 → Present
    San Francisco, CA
  • 12/2008 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 02/2026 → Present
    Joshua Y Weaver
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-20
  • S66 Uniform Combined State Law Examination
    2008-09-20
Other Names
  • Wynne Wan

View on SEC IAPD

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