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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-08
CA RA APPROVED 2026-03-09
  • TX RA
    APPROVED
    Since 2026-05-08
  • CA RA
    APPROVED
    Since 2026-03-09

Branch Locations

5 Park Plz 19Th & 20Th Fls, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Irvine CA 02/2019 Present
Anthem, Inc. Cerritos CA 02/2018 10/2018
Farmers Insurance Downey CA 01/2015 02/2018
Unemployed N/A CA 10/2018 02/2019
  • 02/2019 → Present
    Irvine, CA
  • 02/2018 → 10/2018
    Anthem, Inc.
    Cerritos, CA
  • 01/2015 → 02/2018
    Farmers Insurance
    Downey, CA
  • 10/2018 → 02/2019
    Unemployed
    N/A, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-07
  • S66 Uniform Combined State Law Examination
    2026-03-07

View on SEC IAPD

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