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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-04-26 |
| TX | RA | APPROVED_RES | 2024-04-24 |
Branch Locations
150 W University Dr, Floor 04, Tempe, AZ 85281 • United States
8181 Communications Pkwy Bldg A, Plano, TX 75024-0239 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Karo Financial Services | Scottsdale | AZ | 11/2021 | 02/2024 |
| Weil Gotshal & Manges Llc | New York | NY | 12/2019 | 11/2021 |
| The Colonnade Akam Associates As Agent | New York City | NY | 07/2016 | 03/2019 |
| Arizona State University | Tempe | AZ | 08/2012 | 12/2016 |
| Soni Resources Group Llc | New York | NY | 03/2019 | 12/2019 |
| J.P. Morgan Securities Llc | Tempe | AZ | 04/2024 | Present |
| Unemployed | Scottsdale | AZ | 03/2024 | 04/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-25 |
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