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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2021-07-02 |
Branch Locations
1116 South Main Street, Greenville, SC 29601-3300 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Greenville | SC | 09/2012 | 05/2018 |
| Nachman Norwood & Parrott, Inc. | Greenville | SC | 05/2018 | 06/2021 |
| Capfinanical Partners, Llc (Captrust) | Raleigh | NC | 06/2021 | Present |
Name: Greenville Humane Society Investment-Related: No. Address: 305 Airport Rd. Greenville SC 29607 Nature: To preserve lives and enhance well-being of animals Position/Title: Chairman of Board Start: 01/01/2020 Hours/Month: 5 Hours during Market Hours: 1 Duties: serve on the Executive & Finance Committee Name: 1116SMain, Inc. Investment-Related: No. Address: 1116 South Main Street Greenville SC 29601 Nature: S-Corp holding proceeds of sale of prior business Position/Title: Treasurer Start: 09/12/2012 Hours/Month: 1 Hours during Market Hours: 1 Duties: serve as treasurer
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-21 |
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