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John Fearnow

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Miami, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-03
AK RA APPROVED 2026-04-02
NJ RA APPROVED 2026-04-02
NY RA APPROVED 2026-04-02
NC RA APPROVED 2026-04-02
TX RA APPROVED 2026-04-02
  • FL RA
    APPROVED
    Since 2026-04-03
  • AK RA
    APPROVED
    Since 2026-04-02
  • NJ RA
    APPROVED
    Since 2026-04-02
  • NY RA
    APPROVED
    Since 2026-04-02
  • NC RA
    APPROVED
    Since 2026-04-02
  • TX RA
    APPROVED
    Since 2026-04-02

Branch Locations

200 S Biscayne Blvd, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Coal Fire Frederick MD 09/2014 08/2017
Costco Wholesale Monrovia MD 06/2019 08/2019
Thacher & Rye Frederick MD 05/2021 09/2021
Ubs Financial Services Inc Miami FL 01/2022 04/2026
Unemployed Frederick MD 09/2017 05/2019
Unemployed Frederick MD 09/2019 04/2021
Unemployed Charlotte NC 10/2021 12/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 04/2026 Present
  • 09/2014 → 08/2017
    Coal Fire
    Frederick, MD
  • 06/2019 → 08/2019
    Costco Wholesale
    Monrovia, MD
  • 05/2021 → 09/2021
    Thacher & Rye
    Frederick, MD
  • 01/2022 → 04/2026
    Ubs Financial Services Inc
    Miami, FL
  • 09/2017 → 05/2019
    Unemployed
    Frederick, MD
  • 09/2019 → 04/2021
    Unemployed
    Frederick, MD
  • 10/2021 → 12/2021
    Unemployed
    Charlotte, NC
  • 04/2026 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Miami, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-14
  • S66 Uniform Combined State Law Examination
    2022-11-14

View on SEC IAPD

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