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Darby Brianne Williams

Charles Schwab & Co., Inc.

Los Gatos, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-02-10
  • CA RA
    APPROVED
    Since 2025-02-10

Branch Locations

275 Los Gatos-Saratoga Rd., Los Gatos, CA 95030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Los Gatos CA 05/2021 Present
Powder Mountain Realty Salt Lake City UT 11/2020 04/2021
Lexington Law Firm North Salt Lake UT 09/2017 05/2018
Progrexion Teleservices Salt Lake City UT 05/2019 09/2019
Maxwells East Coast Eatery Park City UT 03/2015 10/2019
Alternative Behavior Strategies Salt Lake City UT 09/2020 11/2020
N/A Salt Lake City UT 09/2019 09/2020
Gus Paulos Chevrolet West Valley City UT 02/2019 05/2019
Pueos Osteria Waikoloa Village HI 12/2018 02/2019
Clear Salt Lake City UT 09/2018 12/2018
Ann Taylor Park City UT 05/2018 09/2018
Charles Schwab Bank, Ssb Los Gatos CA 01/2025 Present
  • 05/2021 → Present
    Los Gatos, CA
  • 11/2020 → 04/2021
    Powder Mountain Realty
    Salt Lake City, UT
  • 09/2017 → 05/2018
    Lexington Law Firm
    North Salt Lake, UT
  • 05/2019 → 09/2019
    Progrexion Teleservices
    Salt Lake City, UT
  • 03/2015 → 10/2019
    Maxwells East Coast Eatery
    Park City, UT
  • 09/2020 → 11/2020
    Alternative Behavior Strategies
    Salt Lake City, UT
  • 09/2019 → 09/2020
    N/A
    Salt Lake City, UT
  • 02/2019 → 05/2019
    Gus Paulos Chevrolet
    West Valley City, UT
  • 12/2018 → 02/2019
    Pueos Osteria
    Waikoloa Village, HI
  • 09/2018 → 12/2018
    Clear
    Salt Lake City, UT
  • 05/2018 → 09/2018
    Ann Taylor
    Park City, UT
  • 01/2025 → Present
    Charles Schwab Bank, Ssb
    Los Gatos, CA
Other Businesses

1) Amazon Publishing | Not investment-related | 2538 E Wier Ave Phoenix AZ 85040 | Printing/Publishing | Author | Start date: 06/28/2021 | Less than 20 hrs/month, none during securities trading hours | I wrote a book/journal and have published it for sale on Amazon.com.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-02-10
S63 Uniform Securities Agent State Law Examination 2022-11-04
  • S65 Uniform Investment Adviser Law Examination
    2025-02-10
  • S63 Uniform Securities Agent State Law Examination
    2022-11-04
Other Names
  • Darby Williams

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