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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-05-16 |
| NC | RA | APPROVED | 2022-04-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America | Mooresville | NC | 11/2000 | 11/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Gastonia | NC | 11/2021 | Present |
| Bank Of America N.A. | Gastonia | NC | 11/2021 | Present |
I*584326, Entity Type: Entity For Profit, Name of OBA: none, Address: Mooresville, North Carolina 28115, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 10/20/2020, No Hours: 0, No Hours during trading: 0, Duties: rental unit landlord
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-31 |
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