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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-06-13 |
| TX | RA | APPROVED | 2024-06-07 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
3109 W Martin L King Jr Blvd Ste 600, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fisher Investment | Tampa | FL | 04/2024 | Present |
| Raymond James | St Petersburg | FL | 12/2021 | 12/2023 |
| Cambridge Associates | Arlington | VA | 01/2020 | 07/2021 |
| Travel | Harwich | MA | 07/2021 | 12/2021 |
| Bryant University | Smithfield | RI | 09/2016 | 12/2019 |
| Nauset Regional High School | Eastham | MA | 09/2013 | 09/2016 |
| Unemployed | St Petersburg | FL | 12/2023 | 04/2024 |
the name of the other business; Cape Pure whether the business is investment-related; No the address of the other business; 150 Headwaters Dr Harwich, MA 02645 the nature of the other business; Plastic-alternative water bottle reselling your position; Co-owner title, or relationship with the other business; Co-owner the start date of your relationship; June 2023 the approximate number of hours/month you devote to the other business; 0-1 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; Co-owner with my brother who does the majority of the work as he lives in the area where we do business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-07 |
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