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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-10-21
  • NC RA
    APPROVED
    Since 2022-10-21

Branch Locations

4777 Sharon Rd Fl 2, Charlotte, NC 28210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Truist Bank Charlotte NC 10/2021 01/2022
The Reynolds And Reynolds Company Charlotte NC 01/2014 10/2021
Truist Investment Services, Inc Atlanta GA 01/2022 Present
Truist Advisor Services, Inc. Charlotte NC 10/2022 Present
  • 10/2021 → 01/2022
    Truist Bank
    Charlotte, NC
  • 01/2014 → 10/2021
    The Reynolds And Reynolds Company
    Charlotte, NC
  • 01/2022 → Present
    Truist Investment Services, Inc
    Atlanta, GA
  • 10/2022 → Present
    Truist Advisor Services, Inc.
    Charlotte, NC
Other Businesses

NC LITTLE LEAGUE DISTRICT 3 POSITION: Treasurer NATURE: District 3 comprises 7 little league organizations. The district manages funding of baseballs for the leagues as well as the district all-star tournaments that take place in the summer. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 03/08/2024 ADDRESS: Charlotte NC, United States DESCRIPTION: Treasurer duties. Collect and distribute funds to and from the 7 participating leagues, as well as the providers of the district tournaments.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-20
  • S66 Uniform Combined State Law Examination
    2022-10-20
Other Names
  • Sam Merrill

View on SEC IAPD

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