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Daniella Diquez

Ubs Financial Services Inc.

Charlotte, NC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-05-26
NJ RA APPROVED 2022-05-05
  • NC RA
    APPROVED
    Since 2022-05-26
  • NJ RA
    APPROVED
    Since 2022-05-05

Branch Locations

11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Argos Nautic Manufacturing Inc Miami Gardens FL 01/2016 09/2021
Florida International University Miami FL 09/2021 01/2022
Ubs Financial Services Inc Charlotte NC 01/2022 Present
  • 01/2016 → 09/2021
    Argos Nautic Manufacturing Inc
    Miami Gardens, FL
  • 09/2021 → 01/2022
    Florida International University
    Miami, FL
  • 01/2022 → Present
    Ubs Financial Services Inc
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-04
  • S66 Uniform Combined State Law Examination
    2022-05-04

View on SEC IAPD

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