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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-02-25
CA RA APPROVED 2025-02-24
OR RA APPROVED 2025-02-24
WA RA APPROVED 2025-02-24
ME RA APPROVED 2025-02-14
VT RA APPROVED 2025-02-11
NH RA APPROVED 2024-12-19
  • FL RA
    APPROVED
    Since 2025-02-25
  • CA RA
    APPROVED
    Since 2025-02-24
  • OR RA
    APPROVED
    Since 2025-02-24
  • WA RA
    APPROVED
    Since 2025-02-24
  • ME RA
    APPROVED
    Since 2025-02-14
  • VT RA
    APPROVED
    Since 2025-02-11
  • NH RA
    APPROVED
    Since 2024-12-19

Branch Locations

900 Elm Street, Manchester, NH 03101 • United States

One Lincoln Center 110 W Fayette St. Ste 1230, Ms: *Nys100, Syracuse, NY 13202 • United States

Citizens Private Wealth

520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2021-12-17
  • NH RA
    APPROVED
    Since 2021-12-17

Branch Locations

900 Elm Street, Manchester, NH 03101 • United States

520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Private Wealth Tarrytown NY 11/2021 Present
Citizens Bank, N.A. Manchester NH 11/2021 Present
Piscataqua Savings Bank Portsmouth NH 06/2014 11/2021
Citizens Securities, Inc. Manchester NH 06/2023 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-12-18
  • S63 Uniform Securities Agent State Law Examination
    2024-12-18
Designations

View on SEC IAPD

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