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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-21 |
| PA | RA | APPROVED | 2022-03-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 12/2021 | Present |
| Elliott Group | Jeannette | PA | 05/2013 | Present |
| Pakos Wealth Management, Inc | Latrobe | PA | 07/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2022 | Present |
| Parquette, Shaffer & Associates Cpas, Pc | Latrobe | PA | 01/2026 | Present |
1) MNDFL MEAL PREP, INVESTMENT RELATED, SALTSBURG, PA, PARTNER/OWNER, PRODUCING AND DELIVERING SINGLE-SERVE HEALTHY MEALS TO INDIVIDUALS AND BUSINESSES, MANAGE DAY-TO-DAY OPERATIONS INCLUDING PRODUCTION OF FOOD AND DEVELOPMENT OF NEW PRODUCTS, SINCE 02/2021, 10H/WEEK. 2) NAME OF OTHER BUSINESS: PAKOS WEALTH MANAGEMENT, INC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 7/2022; POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 50 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) NAME OF OTHER BUSINESS: PARQUETTE, SHAFFER & ASSOCIATES CPAS, PC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX & ACCOUNTING; START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: CONSULTANT; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PROVIDE CONSULTING SERVICES, ASSIST DURING TAX SEASON IF NEEDED;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-11 |
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