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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-01
CT RA APPROVED 2022-04-13
  • TX RA
    APPROVED_RES
    Since 2024-09-01
  • CT RA
    APPROVED
    Since 2022-04-13

Branch Locations

1414 Main St, Springfield, MA 01144 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Springfield MA 01/2022 Present
Unemployed Amherst MA 11/2021 12/2021
Umass Hillel Amherst MA 08/2018 10/2021
Self-Employed Amherst MA 09/2011 08/2018
Bank Of America, N.A. Springfield MA 02/2022 Present
  • 01/2022 → Present
    Springfield, MA
  • 11/2021 → 12/2021
    Unemployed
    Amherst, MA
  • 08/2018 → 10/2021
    Umass Hillel
    Amherst, MA
  • 09/2011 → 08/2018
    Self-Employed
    Amherst, MA
  • 02/2022 → Present
    Bank Of America, N.A.
    Springfield, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-12
  • S66 Uniform Combined State Law Examination
    2022-04-12

View on SEC IAPD

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