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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-04-03
  • MI RA
    APPROVED
    Since 2024-04-03

Branch Locations

Livonia, MI • United States

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-03-05
  • MI RA
    APPROVED
    Since 2024-03-05

Branch Locations

Livonia, MI • United States

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Farmington Hills MI 09/2020 03/2024
Pnc Bank Lincoln Park MI 09/2013 09/2020
Bank Of America, N.A. Farmington Hills MI 11/2021 03/2024
Raymond James Financial Services Livonia MI 03/2024 Present
Raymond James Financial Services Advisors Livonia MI 03/2024 Present
Raymond James & Associates Livonia MI 03/2024 Present
  • 09/2020 → 03/2024
    Farmington Hills, MI
  • 09/2013 → 09/2020
    Pnc Bank
    Lincoln Park, MI
  • 11/2021 → 03/2024
    Bank Of America, N.A.
    Farmington Hills, MI
  • 03/2024 → Present
    Raymond James Financial Services
    Livonia, MI
  • 03/2024 → Present
    Raymond James Financial Services Advisors
    Livonia, MI
  • 03/2024 → Present
    Raymond James & Associates
    Livonia, MI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-15
  • S66 Uniform Combined State Law Examination
    2022-04-15
Other Names
  • Ashley Elisabeth Brown

View on SEC IAPD

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