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Shanae Mullings

Charles Schwab & Co., Inc.

Bethesda, MD

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-09-30
TX RA APPROVED 2024-02-22
  • MD RA
    APPROVED
    Since 2024-09-30
  • TX RA
    APPROVED
    Since 2024-02-22

Branch Locations

7401 Wisconsin Ave Suite 100, Bethesda, MD 20814-3400 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Magnolia Towers Orlando FL 06/2016 10/2017
Westminster Asbury Cocoa FL 10/2017 12/2021
Charles Schwab & Co., Inc. Bethesda MD 01/2022 Present
Charles Schwab Bank, Ssb Bethesda MD 06/2024 Present
  • 06/2016 → 10/2017
    Magnolia Towers
    Orlando, FL
  • 10/2017 → 12/2021
    Westminster Asbury
    Cocoa, FL
  • 01/2022 → Present
    Charles Schwab & Co., Inc.
    Bethesda, MD
  • 06/2024 → Present
    Charles Schwab Bank, Ssb
    Bethesda, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-16
  • S66 Uniform Combined State Law Examination
    2023-12-16

View on SEC IAPD

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