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Pierre Steven Marquina

Vanguard Advisers, Inc.

Charlotte, NC

CRD 7479113

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-09-15
TX RA APPROVED 2025-09-15
  • NC RA
    APPROVED
    Since 2025-09-15
  • TX RA
    APPROVED
    Since 2025-09-15

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc Charlotte NC 11/2022 Present
Randstad Charlotte NC 01/2022 11/2022
Professional Image And Laser Care Charlotte NC 11/2007 12/2021
Self-Employed Charlotte NC 09/2023 Present
Vanguard Marketing Corporation Charlotte NC 11/2022 Present
Vanguard Advisers, Inc. Charlotte NC 09/2025 Present
  • 11/2022 → Present
    The Vanguard Group, Inc
    Charlotte, NC
  • 01/2022 → 11/2022
    Randstad
    Charlotte, NC
  • 11/2007 → 12/2021
    Professional Image And Laser Care
    Charlotte, NC
  • 09/2023 → Present
    Self-Employed
    Charlotte, NC
  • 11/2022 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 09/2025 → Present
    Charlotte, NC
Other Businesses

NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: TATTOOING POSITION: OWNER START DATE: 09/2023 APPROXIMATE HOURS/MONTH: 8 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TATTOOING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-12
S63 Uniform Securities Agent State Law Examination 2023-03-13
  • S66 Uniform Combined State Law Examination
    2025-09-12
  • S63 Uniform Securities Agent State Law Examination
    2023-03-13
Other Names
  • Pierre Marquina

View on SEC IAPD

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