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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-08-24
  • CT RA
    APPROVED
    Since 2022-08-24

Branch Locations

100 Queen Street, Southington, CT 06489-2052 • United States

Killingworth, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jc Remodeling Clinton CT 06/2016 12/2021
Ameriprise Financial Southington CT 11/2021 11/2021
Roger Williams University Bristol CT 08/2017 05/2021
Regional School District 17 Haddam CT 08/2008 06/2017
Ameriprise Financial Services, Llc Southington CT 03/2020 03/2020
Ameriprise Financial Services, Llc. Southington CT 11/2021 Present
  • 06/2016 → 12/2021
    Jc Remodeling
    Clinton, CT
  • 11/2021 → 11/2021
    Ameriprise Financial
    Southington, CT
  • 08/2017 → 05/2021
    Roger Williams University
    Bristol, CT
  • 08/2008 → 06/2017
    Regional School District 17
    Haddam, CT
  • 03/2020 → 03/2020
    Southington, CT
  • 11/2021 → Present
    Southington, CT
Other Businesses

Outside Employment; Watermark Management Partners; Associate Financial Advisor; Finance; 100 Queen Street, , Southington, CT, 06489; Investment-Related; 12/06/2021; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-15
  • S66 Uniform Combined State Law Examination
    2022-08-15

View on SEC IAPD

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