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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2026-02-13
  • KY RA
    APPROVED
    Since 2026-02-13

Branch Locations

201 E Main St, Scottsville, KY 42164 • United States

135 W Fourth St, Russellville, KY 42276 • United States

721 Campbell Ln, Bowling Green, KY 42104 • United States

1970 Cave Mill Rd, Bowling Green, KY 42104 • United States

100 Wall St, Glasgow, KY 42141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Bowling Green KY 12/2021 02/2026
U.S. Bank Bowling Green KY 12/2021 06/2024
Pnc Bank Richmond KY 09/2014 12/2021
U.S. Bancorp Advisors, Llc Bowling Green KY 02/2026 Present
Previous Registrations
  • 2024-04-29 → 2026-02-13
    Saint Paul, MN
    Bowling Green, KY
    Russellville, KY
    Bowling Green, KY
    Franklin, KY
    Scottsville, KY
    Glasgow, KY
Other Businesses

1) RLBW Enterprises, LLC; Not Investment-Related; Leitchfield, KY; Residential rental property; 100% Ownership; Member; 01/2018; 01 hours/ month; 0 hours/trading; collect rent and pay mortgage 2)The Tipsy Filly LLC; Not Investment-related; Alvaton, KY; Mobile bar tending service; No Ownership; Employee; 10/01/2022; 04 hours/month; 0 hours/ trading; Setup trailer and serve patrons. 3) United Way Emerging Leaders Society; Not investment-related; Bowling Green, KY; Non-profit young professionals group with philanthropic goals; Leadership member and volunteer; 11/2023; 2 hours/month; 0 hours/trading; Help shape this new group by determining mission, vision, and structure. The group is made up of young professionals volunteering and giving to help build a better community. 4) United Way Allocation Committee; Not investment-related; Bowling Green, KY; Non-profit providing funding and structure to local non-profits; Volunteer; 1/2024; 3 hours/month; 0 hours/trading; Interview grant applicants requesting funding from United Way during their yearly allocation process.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-29
S63 Uniform Securities Agent State Law Examination 2022-03-25
  • S66 Uniform Combined State Law Examination
    2024-04-29
  • S63 Uniform Securities Agent State Law Examination
    2022-03-25

View on SEC IAPD

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